Ccep Compliance And Ethics Professional Exam With 100% Correct Answers

What else is required in relation to third-parties? {Ans: That contractual agreements include compliance and ethic standards.}Compliance coordinates what? {Ans: Assures there is coordination of voluntary disclosures to regulatory agencies.}GDPR (General Data Protection Regulation) {Ans: New European Union law on data protection and privacy for individuals.}Verbally abusive supervisor: Disclosed by a staff member. Investigation shows same supervisor has been sexually harassing several employees in the dept. Compliance program requires findings of harassment be documented and forwarded to CEO with recommendation for discipline. Legal counsel advises that no report be written due to possible litigation. What is the CO's BEST course of action? {Ans: Ask Counsel to prepare a written report}Risk Assessment and Third Parties? {Ans: CO must assure Due Diligence is performed on third parties}Culpability Score? {Ans: Four Factors INCREASE punishment: 1. involvement in or tolerance of criminal activity, 2. the prior history of the organization, 3. the violation of an order, 4. the obstruction of justice.}Annually the CO needs to.... {Ans: Develop an Annual compliance and ethics work plan.}What will a compliance program document in regards to governance policies? {Ans: That the governance policies for the compliance and ethics program are