Legl 2700 Epstein Pre-Final Unit Study Guide Questions And Correct Answers

prospectus {Ans: contains financial info related to issuer and controlling persons; provided to interested investor; just conform to the statutory requirements (does not mean it is a good investment!)}securities and exchange commission (SEC) {Ans: agency at the federal level that is responsible for administering the federal securities laws; consists of five commissioners; possess quasi-legislative and quasi-judicial powers}pregnancy discrimination act {Ans: legislation that states employers cannot discriminate against women who become pregnant or give birth; employers with health or disability plans must cover pregnancy and childbirth and related medical conditions}dodd frank {Ans: _____ ______ Wall Street Reform and Consumer Protection Act of 2010; addresses many issues of financial reform; congress created new administration agencies to achieve the goals (1. structural reforms to the financial system, 2. greater individual consumer protections)}family and medical leave act (FMLA) {Ans: act that says "eligible employees" of "covered employers" can take up to 12 weeks unpaid leave during a 12-month period for... 1. birth and care of newborn child of employee, 2. adoption/ foster care, 3. caring for immediate family member (spouse, minor child, or parent of employee) with serious health condition, 4. serious health condition of employee}misappropriation theory {Ans: