securitysecurities and exchange commission (SEC)blue sky lawssecurities act of 1933issuerunderwritersellerregistration statementprefiling periodwaiting periodposteffective periodprospectussecurities
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and exchange act of 1934
rule 10b-5
insider trading
tippee
tipper
misappropriation theory
sarbanes-oxley act of 2002
public company accounting oversight board
section 302 of SOX
section 404 of SOX
dodd frank
JOBS act of 2012
title 2
title 3
title vii of civil rights act of 1964
discrimination
disparate treatment
retaliation
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